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2020 investment management outlook: Crossing boundaries

January 22, 2020 @ 11:00 am - 12:00 pm EST


Participants of the live webinar will be eligible for 1 free CPE credit.

Host: Jim Eckenrode, managing director, Deloitte Services LP
1 Overview CPE credit: Specialized Knowledge

As the June 30, 2020, deadline to implement the SEC’s Regulation Best Interest (Reg BI) rule gets closer, firms are focused on compliance and dealing with the related implementation challenges. What are recent developments of interest? We’ll discuss:

  • Perspectives on where the industry is with the design and implementation of Reg BI compliance programs.
  • Specific implementation challenges being encountered in the marketplace.
  • Considerations for developing solutions to these challenges.

Participants will be able to describe where the industry generally is with respect to Reg BI compliance, identify implementation challenges and the drivers behind them, and define considerations for developing solutions.



Field of Study
Specialized Knowledge

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