Understanding evolving compliance requirements is critical to prevent delays in periodic filings or filing for an initial public offering (IPO). The life sciences industry is no exception and resources such as SEC comments can provide valuable insight into how companies can avoid these setbacks.
Join us for our webcast, SEC Comment Letter Trends Among Life Sciences Companies. We’ll share the common SEC comments provided to life sciences companies from 2022 and 2023. Key topics include:
Trends around management’s discussion and analysis (MD&A)
SEC reporting, entity-related information, research and development, risk factors, and internal control over financial reporting (ICFR)
Emerging disclosures over cybersecurity and climate-related risks
CPE Information
PROGRAM LEVEL:
Overview
CREDITS:
Accounting: 1
DELIVERY METHOD:
Webcast
LEARNING OBJECTIVES:
After completing this training, participants will be able to list general trends in what the SEC is asking of filers from the life sciences industry; describe common research and development-related comments over clinical trials and studies, developmental product pipelines, and other product-specific information; identify trends in SEC commentary concerning disclosure requirements for cybersecurity and climate-related risks for life sciences companies; and plan responses to the SEC ahead of time for potential comments received in reply to future periodic filings or registration statements.
PREREQUISITES:
None
REFUND POLICY:
For more information about administrative policies regarding CPE, refunds or complaints, please contact Gerald Pascual at (206) 302-6567 or send them an email.
Moss Adams is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
January 31 @ 1:00 pm – 2:00 pm EST
Understanding evolving compliance requirements is critical to prevent delays in periodic filings or filing for an initial public offering (IPO). The life sciences industry is no exception and resources such as SEC comments can provide valuable insight into how companies can avoid these setbacks.
Join us for our webcast, SEC Comment Letter Trends Among Life Sciences Companies. We’ll share the common SEC comments provided to life sciences companies from 2022 and 2023. Key topics include:
CPE Information
PROGRAM LEVEL:
Overview
CREDITS:
Accounting: 1
DELIVERY METHOD:
Webcast
LEARNING OBJECTIVES:
After completing this training, participants will be able to list general trends in what the SEC is asking of filers from the life sciences industry; describe common research and development-related comments over clinical trials and studies, developmental product pipelines, and other product-specific information; identify trends in SEC commentary concerning disclosure requirements for cybersecurity and climate-related risks for life sciences companies; and plan responses to the SEC ahead of time for potential comments received in reply to future periodic filings or registration statements.
PREREQUISITES:
None
REFUND POLICY:
For more information about administrative policies regarding CPE, refunds or complaints, please contact Gerald Pascual at (206) 302-6567 or send them an email.
Moss Adams is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
Moss Adams
View Organizer Website
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