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Understanding Technology Risk and the Growing Need for SOC Reports

August 3 @ 10:00 am - 11:00 am EDT


Participants of the free live webinar will be eligible for 1 CPE credit.


To be more competitive, entities are outsourcing specific tasks or entire business functions to third-party service organizations. Although a company can delegate responsibility to service organizations, it is important to remember that you are still accountable for ensuring appropriate controls are in place.

One of the key strategies for understanding and monitoring controls at a service provider is to request a third-party compliance report like a System and Organization Control (SOC) report.

Join UHY on August 3rd for this informative webinar as we share ways you can utilize the most common compliance reports to help you develop an effective third-party risk management program to consistently assess and manage your technology risks.


David Barton | Managing Director | UHY Advisors

David Barton | Managing Director | UHY Advisors

David is the practice leader of UHY’s Technology, Risk & Compliance practice. He has over 30 years of practical experience in information systems and technology risk and controls. David has extensive expertise in IT compliance and attestation including Service Organization Controls (SOC 1, SOC 2, SOC 3), HIPAA and HITRUST, PCI-DSS, Financial Services (FFIEC, GLBA, GAO, FDIC), SOX IT general and application control.


Recommended CPE Credit: 1
Recommended Field of Study:  Information Technology
Prerequisites: None
Program Knowledge Level: Basic
Advanced Preparation: None
Learning Objectives: At the end of this program, participants will be able to:

  • Understand the growing need for technology risk and security programs
  • Explore the many different types of IT risk reports and which might be applicable to your organization
  • Learn the additional value your business will reap after adopting risk management strategies.

*To receive CPE credit attendees must attend the session via a computer or mobile device, dial in attendees will not qualify. All three (3) attendance verification polling questions must be answered, the survey at the close of the session must be completed, and your time in the session must be a minimum of 50 minutes in order to receive 1.0 CPE credits.

NASBA Sponsor Statement

UHY Advisors, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org. National Registry of CPE Sponsors Number 109122.

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