Loading Events

« All Events

  • This event has passed.

What Plan Sponsors Need to Know: Providers and SOC Reports

June 9 @ 1:00 pm - 2:00 pm EDT

Free
MossAdams CPE Webinars

Participants of the free live webinar will be eligible for 1 CPE credit.

Register

Nearly every plan sponsor in the country outsources critical recordkeeping, cashiering, and custody services to third-party providers. While those services are outsourced, the fiduciary responsibility for their accurate execution still resides with the plan sponsor.

Join us for our webcast, What Plan Sponsors Need to Know: Providers and SOC Reports, cohosted by Multnomah Group, in which we’ll provide context on SOC (System and Organization Controls) examinations, also known as SOC audits. We’ll discuss what you need to know to be an intelligent user of SOC audits as well as the following topics:

  • Why the Department of Labor cares about SOC audits
  • SOC 1 and SOC 2 definitions
  • What to look for when reviewing SOC reports
  • How to perform necessary SOC reporting

Speakers

Chris Kradjan, ChA, CITP, CRISC, HITRUST CCSFP, Partner, Moss Adams

Chris is the partner in charge of the firm’s Risk Advisory & Compliance Practice, has over 15 years of SOC experience, and is the founding practice leader for our SOC Practice. He has been with Moss Adams since 1994 and involved with SOC 1, SOC 2, and SOC 3 examinations for a variety of complex service organizations. His practice areas also include HITRUST, HIPAA and ISO reporting, and security and privacy audits.

Erik Daley, CFA, Managing Principal, Multnomah Group Inc.

Erik regularly consults with clients on a variety of retirement plan related topics to help manage their fiduciary risks. He’s also a frequent speaker on the topic of retirement plan issues at local, regional, and national conferences and industry events.

CPE Information

PROGRAM LEVEL: Basic
CREDITS: Auditing: 1
DELIVERY METHOD: Webcast
LEARNING OBJECTIVES: After completing this training, participants will be able to; describe why the Department of Labor cares about SOC audits; define the purpose of SOC 1 and SOC 2 audit; identify what to look for when reviewing SOC reports; and perform necessary SOC reporting.
PREREQUISITES: None
REFUND POLICY: For more information about administrative policies regarding CPE, refunds or complaints, please contact Olivia Schultz at (206) 302-6347 or send them an email.
Moss Adams is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Leave a Reply

Subscribe Here