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Building strong foundations: Key takeaways for regulatory compliance and effective audit assurance

July 31, 2025 @ 2:00 pm 3:00 pm EDT

Free 1 CPE credit

Description: 

As we move further into 2025, banks and financial institutions are grappling with a rapidly evolving regulatory landscape and a surge of both internal and external emerging risks. The challenge is no longer whether organizations should integrate GRC practices, but how they can do so effectively to ensure resilience, accountability, and regulatory alignment.

In this session, we will delve into how the banking environment is changing, driven by factors such as regulatory developments, macroeconomic shifts, and evolving customer expectations. We will discuss how strengthening internal controls can help organizations identify and mitigate emerging risks more effectively, and highlight the role of robust reporting in maintaining transparency and trust with internal governance and regulators. Tools like AuditBoard will be highlighted as critical enablers, offering a centralized platform for real-time risk tracking, control testing, workflow automation, and compliance reporting.

Get vital insights into how to build a more adaptable risk and compliance foundation — one that not only supports today’s complex requirements but also scales to meet the challenges of tomorrow.

Learning Objectives

  • Describe the evolving regulatory and risk landscape in 2025, including key macroeconomic trends and shifting customer expectations.
  • Apply strategies for integrating GRC practices that enhance organizational resilience, accountability, and alignment with regulatory requirements.
  • Use transparent and robust reporting to foster trust with internal governance bodies and external regulators.

Field of Study: Auditing

Course Level: Basic

Prerequisites: N/A

Advanced Preparation: N/A

CPE Credits: 1

Private: AuditBoard

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New York, NY 10001 United States
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