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Internal audit hot topics in investment management

November 13, 2025 @ 1:00 pm 2:00 pm EST

Free 1 CPE credit

Key takeaways

The investment management sector is currently facing new changes and challenges. These include emerging technologies, increasingly complex fraud risks, outsourcing and modernization initiatives, and operational challenges associated with shifts in product offerings, among others. We’ll discuss:

  • Emerging risk areas and industry changes, such as the evolution of artificial intelligence, ongoing shifts in regulatory priorities, revised product offerings and go-to-market strategies
  • Persisting risks, including cyberthreats, data management and protection, and ongoing efforts to modernize operations
  • Integration of these risks into assessment processes, and internal audit’s role in addressing them
New York, NY 10001 United States
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