Navigating the SEC’s ICFR Filer Proposal
July 28 @ 11:00 am – 12:30 pm EDT
Webcast overview
One of the most pressing topics for organizations today is understanding the potential impact of the SEC’s proposed rule changes to filer classifications and what it means for the future of SOX 404(b) compliance.
In this special 90-minute installment of the Future of SOX webcast series, Charles King, KPMG AI and Technology Leader, Mamta Soni, KPMG DPP Audit partner and Subash Samuels, KPMG Principal, Internal Audit & Controls, will focus on the SEC’s ICFR filer proposal. We will provide practical guidance on evaluating how these proposed changes might impact your organization’s SOX compliance program. The session will explore how to appropriately scale internal control testing, manage stakeholder expectations, and maintain a robust and valuable ICFR framework—even if an independent auditor attestation is no longer mandated.
Learning Objectives:
We will provide practical guidance on evaluating how these proposed changes might impact your organization’s SOX compliance program. The session will explore how to appropriately scale internal control testing, manage stakeholder expectations, and maintain a robust and valuable ICFR framework—event
Program Specifications
Estimated CPE credit: This program is worth approximately 1 CPE credit.
NASBA Delivery Method: Group Internet-Based.
Target Audience: C-level executives, VPs and SVPs
Field(s) of Study: Management Services (Advisory Services) – 44
The final CPE and Field of Study will be confirmed after delivery of the program.
Prerequisites: There are no prerequisite requirements for this course.
Advance Preparation: There are no advanced preparation requirements for this course.
Program Knowledge Level: Intermediate
Policies & Questions
Refund/cancellation policy: This program is offered free of charge. As such refunds are not applicable.
Questions: If you have questions about this event, please e-mail KPMG Events & Meetings and reference event code VHNSR8468RY.
CPE Certificate: CPE processing may take two to four weeks after the webcast. Once available, certificates will be emailed and accessible in the KPMG Learning Portal/Cornerstone using this guidance. For CPE certificate questions, please contact Client CPE Mailbox.
KPMG is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final Authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addresses to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417. www.nasba.org
