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SOX pulse: Stay ahead of the curve
March 25 @ 2:00 pm – 3:00 pm EDT
Description:
Join us for “SOX pulse: stay ahead of the curve,” an essential year-end update on Sarbanes-Oxley compliance trends and emerging challenges. This session will cover critical developments in filing status requirements, trends in material weaknesses, and evolving user access risks. We’ll explore how AI is reshaping the control environment, share insights on PCAOB’s QC 1000 proposal, and review inspection and enforcement trends impacting organizations today. Through practical examples and forward-looking guidance, you’ll gain actionable strategies to strengthen compliance, manage change effectively, and prepare for what’s next in SOX.
Learning objectives:
- Know filing status updates and implications. Understand recent clarifications on filing requirements, including changes when Smaller Reporting Company status is lost.
- Understand material weakness trends and remediation timelines. Learn how MW trends affect audit fees, stock price, and what timelines organizations face for remediation.
- Know the evolution of user access requirements and change management challenges. Explore emerging UAR risks, system-agnostic strategies, and best practices for managing change.
- Understand the impact of AI and QC 1000 on internal controls. Gain insights into how AI is influencing control execution and governance, and what QC 1000 means for your organization’s future compliance strategy.
CPE credit(s): 1 CPE upon live viewing and participation. CPEs not offered on-demand.
Field of study: Auditing
Instructional delivery method: Group Internet Based
Level: Basic
Prerequisite: None
Advanced preparation: None
Thank You to Our Speakers From RSM US LLP!
*Click here for more CPE information.
