2024 Internal Audit Webcast Series: Gatekeepers and the SEC: Are Internal Audit Leaders at Risk?
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Corporate accountability is a key priority for the Securities and Exchange Commission and the agency has renewed their focus on individual liability for gatekeepers, including auditors. Recent actions have been taken not just against gatekeepers engaged in wrongdoing themselves, but also for those gatekeepers that failed to implement compliance programs for which the gatekeeper had...