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Evaluating supervisory actions in bank-fintech partnerships

Crowe CPE Webinars

May 2 @ 1:00 pm 2:00 pm EDT

Free 1 CPE credit

Event details

The worlds of banking as a service (BaaS) and bank-fintech partnerships are under the regulatory microscope. Themes and patterns emerging in supervisory actions, both public and private, point toward greater emphasis needed on risk management and compliance.

In this installment of our “The Future of Fintech” webinar series, we will discuss patterns in supervisory actions and what can be learned from publicly available orders. We will also discuss what to do during the exam process when supervisory action is imminent and how best to manage regulatory criticism.

You should leave this session with the ability to:

  • Identify areas of greatest opportunity and risk in BaaS
  • Recognize trends and patterns occurring in supervision of bank-fintech partnerships
  • Assess how to respond to regulatory scrutiny before, during, and after establishing a bank-fintech partnership

Who should participate

Anti-money laundering officers, attorneys, board members, Bank Secrecy Act officers, chief compliance officers, chief credit officers, chief executive officers, chief financial officers, chief information security officers, chief operations officers, chief risk officers, chief strategy officers, compliance executives, controllers, finance executives, founding partners, general counsel, managing partners, mergers and acquisitions executives, partners, principals, and risk executives


Clayton Mitchell, Managing Principal, Fintech, Crowe

Mandi Simpson, Partner, Accounting Advisory Leader, Crowe

Mary Harbaugh, Senior Manager, Consulting, Crowe

Kirsten Muetzel, Founding Principal, KLM Advisory LLC

Additional information

For additional information, please contact Jonathan Losey.

Continuing professional education

Prerequisites: None

Program level: Overview

Advance preparation: None

Delivery method: Webinar (group internet based)

Field of study: Specialized knowledge

This session is recommended for 1.0 hour of CPE credit.

Note: All participants MUST be logged into the webinar INDIVIDUALLY to receive CPE credit. CPE credit will only be granted in the name of the individual logged into the LIVE presentation. Crowe is unable to grant CPE credit for groups viewing the webinar or for individuals or groups viewing on-demand recordings of the webinar.

There is no registration fee for participating in this webinar; therefore, there is no cancellation fee.

Additional CPE information

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