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How to design an effective AML internal audit program
March 20 @ 1:00 pm – 2:00 pm EDT
Event details
Financial services organizations need to know how to remain compliant and mitigate financial crime risk in an increasingly challenging regulatory environment. Doing so isn’t an easy endeavor, but building an effective anti-money laundering (AML) internal audit and testing program can help.
In this installment of our “Transforming Financial Crime Challenges Into Opportunities” webinar series, we will dive into trending topics in the current regulatory environment. Our presenters will share insights on how to shape your planning and scoping to strengthen your organization’s AML program.
You should leave this session with the ability to:
- Describe the expectations surrounding AML and sanctions internal audit
- Recognize common challenges and criticisms of AML independent testing
- Identify scope and coverage limitations, sampling and transaction testing considerations, and qualifications of the audit and testing team
- Evaluate critical topics and prioritize areas of focus for your next AML and sanctions audit
Continuing professional education
Advance preparation: None
Prerequisites: None
Program level: Basic
Field of study: Specialized knowledge
Delivery method: Webinar (group internet based)
This session is recommended for 1.0 hour of CPE credit.
There is no fee to participate in this event; therefore, there is no cancellation fee.
Note: All participants MUST be logged into the webinar INDIVIDUALLY to receive CPE credit. CPE credit will only be granted in the name of the individual logged into the presentation. Crowe is unable to grant CPE credit for groups viewing the webinar.
Presenters
Simon Schneider, CAMS, Managing Director, Financial Services Consulting
Sarah Harmon, CAMS, CRCM, Financial Services Consulting
Jacob Rivkin, CAMS, Financial Services Consulting
Kristina French, CAMS, Financial Services Consulting
Who should attend
AML officers, attorneys, board members, Bank Secrecy Act officers, business development executives, chief audit executives, chief compliance officers, chief executive officers, chief risk officers, compliance executives, general counsel, internal audit directors, internal audit professionals, and risk executives
Additional information
For additional information on this event, please contact Jonathan Losey.
