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Navigating SOX 404(a): Balance Risk and Budget Goals

Moss Adams CPE Webinars

December 13, 2023 @ 1:00 pm 2:00 pm EST

Free 1 CPE credit

Compliance with the Sarbanes-Oxley Act (SOX) Section 404(a) is critical for companies transitioning to public ownership or those that recently made this transition.

Regardless of where your company is in addressing SOX compliance, how you develop and manage internal controls can have a significant impact on your organization’s success.

Join us for our webcast, Navigating SOX 404(a): Balance Risk and Budget Goals. We’ll share the SOX 404(a) compliance approach designed around specific risk tolerance, operational objectives, and budget considerations that have been successfully used by hundreds of IPO and emerging growth companies.




Auditing: 1




After completing this training, participants will be able to explain the approach that’s helped hundreds of companies successfully achieve their SOX 404(a) compliance goals​; differentiate between the key requirements of SOX 404(a) and 404(b) and provide considerations for transitioning to a 404(b) environment​; discuss common transition pitfalls as well as factors that can benefit teams responsible for updating or implementing a SOX 404(a) compliance strategies; and ​include recent and emerging changes impactful to SOX compliance in ongoing dialogue.




For more information about administrative policies regarding CPE, refunds or complaints, please contact Olivia Schultz at (206) 302-6347 or send them an email.

Moss Adams is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

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