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Decoding Enforcement: Incorporating Insights from Enforcement Actions into Comprehensive Compliance Programs
March 21 @ 3:00 pm – 4:00 pm EDT
Recent enforcement actions taken by regulatory agencies like the U.S. Department of Commerce’s Bureau of Industry and Security and the U.S. Department of Treasury’s Office of Foreign Assets Control, along with others, provide valuable insight into common compliance program gaps, and how organizations can proactively enhance their compliance programs to address them.
If you’re an Attorney, planning on attending, please use this link to provide your Bar number.
Delivery: This webcast will be delivered via the BDO Online CPE Network
Prerequisites: None
Advanced Prep: None
Program Level: Basic
At the conclusion of the webcast, participants should be able to:
- Analyze real-world case studies to gain insights into the facts and circumstances leading up to enforcement actions to help companies identify red flags and scenarios of concern.
- Identify common compliance program pitfalls that may lead to enforcement actions.
- Describe proactive compliance measures to mitigate the risk of potential future enforcement inquiries/actions.
- Use practical strategies for identifying, communicating and implementing compliance improvements within an organization.
- Describe the importance of continuous monitoring, testing, and enhancement of a comprehensive compliance program.
BDO USA, P.C., is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
