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Utilizing RegTech to Mitigate Risk for Financial Services
November 29, 2023 @ 2:00 pm – 3:00 pm EST
In today’s rapidly evolving financial landscape, regulatory compliance has become increasingly complex and demanding. This webinar aims to shed light on how RegTech, or Regulatory Technology, can be effectively leveraged to streamline and enhance compliance processes to help the financial services industry mitigate risk.
During this webinar, our experienced presenters will explore the various ways in which RegTech can support financial institutions in meeting their regulatory obligations more efficiently. We will explain the key benefits of adopting RegTech using Independent Price Verification as an example that can be extrapolated across multiple areas within an institution. RegTech benefits can include, but are not limited to, automating compliance tasks, reducing operational costs and improving risk management. We will also discuss the latest trends and innovations in the RegTech space, providing insight into the future of regulatory compliance.
Whether you are a compliance officer, risk manager, or a financial services professional interested in staying ahead of the regulatory curve, this webcast is for anyone interested in harnessing the power of RegTech to support financial services. Gain practical knowledge and actionable strategies to help optimize your compliance processes in an ever-changing regulatory environment.
CPE Information
Delivery: This webcast will be delivered via the BDO Online CPE Network
Prerequisites: None
Advanced Prep: None
Program Level: Basic
After this webcast, participants will be able to:
- Explain the Role of RegTech in financial services compliance
- Diagram an overview of the benefits and best practices of RegTech adoption
- Demonstrate how to overcome regulatory complexity in the Independent Price Verification (IPV) space
BDO USA, P.C., is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
